Ault Milton C III's Form 4 filing
Hyperscale Data, Inc. (GPUS) · filed Mar 11, 2024
- Accession no.
- 0001214659-24-004347
- Filed
- Mar 11, 2024, 4:30 PM ET
- Trade date
- Dec 14, 2023-Mar 8, 2024
- Filing delay
- 88 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 derivative transactions. It was filed 88 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Series C Convertible Preferred Stock | PPurchaseAcquired | +41,500 | $1,000.00 | +$41,500,000 | 41,500 | Indirect | |
| Dec 14, 2023 | Common Stock | PPurchaseAcquired | +12,269,032 | $0.00 | $0 | 12,269,032 | Indirect | |
| Mar 7, 2024 | Series C Convertible Preferred Stock | PPurchaseAcquired | +500 | $1,000.00 | +$500,000 | 42,000 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +147,820 | $0.00 | $0 | 12,416,852 | Indirect | |
| Mar 8, 2024 | Series C Convertible Preferred Stock | PPurchaseAcquired | +500 | $1,000.00 | +$500,000 | 42,500 | Indirect | |
| Mar 8, 2024 | Common Stock | PPurchaseAcquired | +147,820 | $0.00 | $0 | 12,564,672 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.