Zuraitis Marita's Form 4 filing
Horace Mann Educators Corp (HMN) · filed Jan 31, 2024
- Accession no.
- 0001214659-24-001532
- Filed
- Jan 31, 2024
- Trade date
- Jan 29-30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.86M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zuraitis MaritaCIK 0001198960 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | SSaleDisposed | −21,600 | $37.02F1 | −$799,632 | 279,599.95 | Direct | |
| Jan 29, 2024 | Common Stock | MOption exerciseAcquired | +26,216 | $28.88 | +$757,118.08 | 305,815.95 | Direct | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −26,216 | $37.14F4 | −$973,662.24 | 279,599.95 | Direct | |
| Jan 29, 2024 | Common Stock | MOption exerciseAcquired | +2,282 | $28.88 | +$65,904.16 | 281,881.95 | Direct | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −2,282 | $37.15F6 | −$84,776.3 | 279,599.95 | Direct | |
| Jan 30, 2024 | Common Stock | MOption exerciseAcquired | +3,618 | $28.88 | +$104,487.84 | 283,217.95 | Direct | |
| Jan 30, 2024 | Common Stock | MOption exerciseAcquired | +314 | $28.88 | +$9,068.32 | 283,531.95 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −26,216 | $0.00 | $0 | 3,618 | Direct | |
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −2,282 | $0.00 | $0 | 314 | Direct | |
| Jan 30, 2024 | Common Stock | MOption exerciseDisposed | −3,618 | $0.00 | $0 | 0 | Direct | |
| Jan 30, 2024 | Common Stock | MOption exerciseDisposed | −314 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.87.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.05.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.89.
Referenced by the price of 1 transaction in Table I.