Wyant Sarah's Form 4 filing
Nxu, Inc. (NXU) · filed Jan 9, 2024
- Accession no.
- 0001214659-24-000492
- Filed
- Jan 9, 2024
- Trade date
- Dec 31, 2023
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market sales total $4.77K. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wyant SarahCIK 0002004475 | Officer (Interim CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2023 | Class A Common Stock | AGrant or awardAcquired | +940 | –F2 | – | 109,291 | Direct | |
| Dec 31, 2023 | Class A Common Stock | SSaleDisposed | −343 | $2.19 | −$751.17 | 108,948 | Direct | |
| Dec 31, 2023 | Class A Common Stock | AGrant or awardAcquired | +334 | –F2 | – | 109,282 | Direct | |
| Dec 31, 2023 | Class A Common Stock | SSaleDisposed | −122 | $2.19 | −$267.18 | 109,160 | Direct | |
| Dec 31, 2023 | Class A Common Stock | AGrant or awardAcquired | +4,699 | –F2 | – | 113,859 | Direct | |
| Dec 31, 2023 | Class A Common Stock | SSaleDisposed | −1,714 | $2.19 | −$3,753.66 | 112,145 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.
Referenced by the price of 3 transactions in Table I.