Rey David A's Form 4 filing
Fair Isaac Corp (FICO) · filed Dec 15, 2023
- Accession no.
- 0001214659-23-016524
- Filed
- Dec 15, 2023
- Trade date
- Dec 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.40M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rey David ACIK 0001532167 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +441 | $128.80 | +$56,800.8 | 1,744 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +6,756 | $128.80 | +$870,172.8 | 8,500 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −1,766 | $1,165.35F1 | −$2,058,008.1 | 6,734 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −3,431 | $1,168.00F2 | −$4,007,408 | 3,303 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −1,000 | $1,168.80F3 | −$1,168,800 | 2,303 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −1,000 | $1,170.05F4 | −$1,170,050 | 1,303 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −441 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −6,756 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1,165.21 to $1,165.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $1,167.60 to $1,168.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $1,168.71 to $1,169.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $1,170.00 to $1,170.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.