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Nerges Joseph R's Form 4 filing

CSP Inc (CSPI) · filed Dec 15, 2023

Accession no.
0001214659-23-016498
Filed
Dec 15, 2023
Trade date
Dec 14-15, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $329.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nerges Joseph RCIK 000092597410% Owner, Other: Confidentiality agreement

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 14, 2023Common StockPPurchaseAcquired+14,722$18.38F1+$270,590.36657,737Direct
Dec 15, 2023Common StockPPurchaseAcquired+3,416$17.31F2+$59,130.96661,153Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

December 14, 2023, Weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.85 to $18.78 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

F2

December 15, 2023, Weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.75 to $17.962 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Remarks

Entered into confidentiality agreement with CSP Inc. on May 10, 2022.

Read the full filing on SEC EDGAR (opens in a new tab)