Madhavpeddi Kalidas V's Form 4/A amendment
AmendedNovagold Resources Inc (NG) · filed Dec 14, 2023
- Accession no.
- 0001214659-23-016418
- Filed
- Dec 14, 2023
- Trade date
- Nov 7, 2022
- Filing delay
- 402 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 8, 2022
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $82.28. It was filed 402 days after the trade.
This amendment restates part of 0001214659-22-013269 (filed Nov 8, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Madhavpeddi Kalidas VCIK 0001192042 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Shares | JOtherAcquired | +20,927 | $0.00 | $0 | 101,331 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001214659-22-013269 (filed Nov 8, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Shares | MOption exerciseAcquired | +100,000 | $3.85 | +$385,000 | 145,652 | Direct | |
| Nov 7, 2022 | Common Shares | FTax withholdingDisposed | −79,056 | $4.87 | −$385,002.72 | 66,596 | Direct | |
| Nov 7, 2022 | Common Shares | SSaleDisposed | −17 | $4.84 | −$82.28 | 66,579 | Direct | |
| Nov 7, 2022 | Common Shares | JOtherDisposed | −20,927 | $0.00 | $0 | 45,652 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Shares | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4/A reflects that these shares were transferred from the Reporting Person's direct holdings to the Madhavpeddi Family Trust rather than to Azteca Consulting LLC as originally reported.
- F2
Shares held in an account owned by Azteca Consulting LLC, of which the Reporting Person and his spouse are the members.