Leonard Michael S's Form 4 filing
Fair Isaac Corp (FICO) · filed Dec 12, 2023
- Accession no.
- 0001214659-23-016376
- Filed
- Dec 12, 2023
- Trade date
- Dec 9-11, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 6 derivative transactions. Open-market sales total $362.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leonard Michael SCIK 0001540673 | Officer (CAO and Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2023 | Common Stock | MOption exerciseAcquired | +150 | $0.00 | $0 | 5,120.13 | Direct | |
| Dec 9, 2023 | Common Stock | FTax withholdingDisposed | −52 | $1,134.39 | −$58,988.28 | 5,068.13 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseAcquired | +584 | $0.00 | $0 | 5,652.13 | Direct | |
| Dec 10, 2023 | Common Stock | FTax withholdingDisposed | −222 | $1,134.39 | −$251,834.58 | 5,430.13 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −317 | $1,144.39F3 | −$362,771.63 | 5,113.13 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2023 | Common Stock | AGrant or awardAcquired | +267 | $1,134.39 | +$302,882.13 | 267 | Direct | |
| Dec 9, 2023 | Common Stock | AGrant or awardAcquired | +267 | $0.00 | $0 | 267 | Direct | |
| Dec 9, 2023 | Common Stock | MOption exerciseDisposed | −150 | $0.00 | $0 | 449 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseDisposed | −219 | $0.00 | $0 | 0 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseDisposed | −164 | $0.00 | $0 | 164 | Direct | |
| Dec 10, 2023 | Common Stock | MOption exerciseDisposed | −201 | $0.00 | $0 | 401 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $1,144.37 to $1,144.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.