Ault Milton C III's Form 4 filing
RiskOn International, Inc. (ROII) · filed Dec 8, 2023
- Accession no.
- 0001214659-23-016191
- Filed
- Dec 8, 2023, 4:34 PM ET
- Trade date
- Dec 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $415.8. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $0.23 | +$230 | 5,000 | Direct | |
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $0.1858 | +$185.8 | 6,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.