Kelly Braden R's Form 4 filing
Fair Isaac Corp (FICO) · filed Nov 17, 2023
- Accession no.
- 0001214659-23-015355
- Filed
- Nov 17, 2023
- Trade date
- Nov 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $10.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelly Braden RCIK 0001175873 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +3,154 | $128.80 | +$406,235.2 | 13,297 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +3,378 | $128.80 | +$435,086.4 | 16,675 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,500 | $1,030.00 | −$1,545,000 | 15,175 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,783 | $1,032.04F1 | −$1,840,127.32 | 13,392 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −95 | $1,033.35F2 | −$98,168.25 | 13,297 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,654 | $1,034.00 | −$1,710,236 | 11,643 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,500 | $1,035.00 | −$1,552,500 | 10,143 | Direct | |
| Nov 16, 2023 | Common Stock | MOption exerciseAcquired | +3,308 | $128.80 | +$426,070.4 | 13,451 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −1,654 | $1,035.00 | −$1,711,890 | 11,797 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −1,654 | $1,036.00 | −$1,713,544 | 10,143 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −3,154 | $0.00 | $0 | 3,308 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −3,378 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2023 | Common Stock | MOption exerciseDisposed | −3,308 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1,032.00 to $1,033.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $1,033.06 to $1,033.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.