McMorris Marc F's Form 4 filing
Fair Isaac Corp (FICO) · filed Nov 16, 2023
- Accession no.
- 0001214659-23-015305
- Filed
- Nov 16, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.62M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McMorris Marc FCIK 0001274127 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +1,596 | $247.82 | +$395,520.72 | 1,838 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +631 | $391.57 | +$247,080.67 | 2,469 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +334 | $391.57 | +$130,784.38 | 2,803 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −100 | $1,020.32F1 | −$102,032 | 2,703 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −80 | $1,021.82F2 | −$81,745.6 | 2,623 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −1,593 | $1,023.23F3 | −$1,630,005.39 | 1,030 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −200 | $1,023.86 | −$204,772 | 830 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −86 | $1,025.56 | −$88,198.16 | 744 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −85 | $1,027.76F4 | −$87,359.6 | 659 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −417 | $1,029.22F5 | −$429,184.74 | 242 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +1,596 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +631 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +334 | $0.00 | $0 | 1,600 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1,020.27 to $1,020.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $1,021.62 to $1,022.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $1,022.82 to $1,023.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $1,027.755 to $1,027.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $1,028.77 to $1,029.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.