Nerges Joseph R's Form 4 filing
CSP Inc (CSPI) · filed Aug 28, 2023
- Accession no.
- 0001214659-23-011733
- Filed
- Aug 28, 2023
- Trade date
- Aug 24-28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $95.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nerges Joseph RCIK 0000925974 | 10% Owner, Other: Confidentiality agreement |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2023 | Common Stock | PPurchaseAcquired | +1,331 | $14.33F1 | +$19,073.23 | 629,405 | Direct | |
| Aug 25, 2023 | Common Stock | PPurchaseAcquired | +3,100 | $14.08F2 | +$43,648 | 632,505 | Direct | |
| Aug 28, 2023 | Common Stock | PPurchaseAcquired | +2,201 | $14.68F3 | +$32,310.68 | 634,706 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
August 24, 2023, Weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.05 to $14.58 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F2
August 25, 2023, Weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.95 to $14.2499 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F3
August 28, 2023, Weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.44 to $14.945 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
Remarks
Entered into confidentiality agreement with CSP Inc. on May 10, 2022.