Steinberg Joseph S's Form 4 filing
Jefferies Financial Group Inc. (JEF) · filed Aug 2, 2023
- Accession no.
- 0001214659-23-010683
- Filed
- Aug 2, 2023
- Trade date
- Jul 31-Aug 2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $24.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steinberg Joseph SCIK 0000924255 | Director, Officer (Chairman of the Board), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | SSaleDisposed | −218,792 | $36.85F1,F4 | −$8,062,485.2 | 16,673,452 | Indirect | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −222,756 | $36.23F2,F4 | −$8,070,449.88 | 16,450,696 | Indirect | |
| Aug 2, 2023 | Common Stock | SSaleDisposed | −225,311 | $35.87F3,F4 | −$8,081,905.57 | 16,225,385 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is a weighted average price of shares sold between $36.745 to $37.195.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price is a weighted average price of shares sold between $36.03 to $36.70.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price is a weighted average price of shares sold between $35.38 to $36.
Referenced by the price of 1 transaction in Table I.
- F4
The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
Referenced by the price of 3 transactions in Table I.