Clavijo James's Form 4 filing
Longeveron Inc. (LGVN) · filed Jun 29, 2023
- Accession no.
- 0001214659-23-008993
- Filed
- Jun 29, 2023
- Trade date
- Jun 27-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $81.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clavijo JamesCIK 0001306908 | Officer (CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2023 | Common Stock | SSaleDisposed | −8,532 | $3.48F1 | −$29,691.36 | 62,303 | Direct | |
| Jun 28, 2023 | Common Stock | SSaleDisposed | −10,000 | $3.43F2 | −$34,300 | 52,303 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −5,000 | $3.51 | −$17,550 | 47,303 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The trade was executed in a series of transactions with a price range of $3.48 to $3.50, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The trade was executed in a series of transactions with a price range of $3.41 to $3.50, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.