Hughes Owen's Form 4 filing
XOMA Royalty Corp (XOMA) · filed May 25, 2023
- Accession no.
- 0001214659-23-007824
- Filed
- May 25, 2023
- Trade date
- May 23-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $47.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hughes OwenCIK 0001575933 | Director, Officer (Interim CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Depositary Shares - 8.375% B Cumulative Stock | PPurchaseAcquired | +200 | $23.33 | +$4,666 | 200 | Direct | |
| May 23, 2023 | Depositary Shares - 8.375% B Cumulative Stock | PPurchaseAcquired | +768 | $23.49 | +$18,040.32 | 968 | Direct | |
| May 24, 2023 | Depositary Shares - 8.375% B Cumulative Stock | PPurchaseAcquired | +1,032 | $23.79 | +$24,551.28 | 2,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.