Sitko Bradley's Form 4 filing
XOMA Royalty Corp (XOMA) · filed May 17, 2023
- Accession no.
- 0001214659-23-007418
- Filed
- May 17, 2023
- Trade date
- May 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $11.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sitko BradleyCIK 0001959809 | Officer (Chief Investment Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Depositary Shares - 8.375% B Cumulative Stock | PPurchaseAcquired | +300 | $23.19 | +$6,957 | 1,800 | Indirect | |
| May 16, 2023 | Depositary Shares - 8.375% B Cumulative Stock | PPurchaseAcquired | +100 | $23.20 | +$2,320 | 1,900 | Indirect | |
| May 16, 2023 | Depositary Shares - 8.375% B Cumulative Stock | PPurchaseAcquired | +100 | $23.25 | +$2,325 | 2,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.