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Nerges Joseph R's Form 4 filing

CSP Inc (CSPI) · filed Mar 16, 2023

Accession no.
0001214659-23-003893
Filed
Mar 16, 2023
Trade date
Mar 14-16, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions. Open-market purchases total $17.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nerges Joseph RCIK 000092597410% Owner, Other: Confidentiality agreement

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 14, 2023Common StockPPurchaseAcquired+140$11.76+$1,646.4577,952Direct
Mar 14, 2023Common StockPPurchaseAcquired+60$11.80+$708578,012Direct
Mar 15, 2023Common StockPPurchaseAcquired+500$11.64+$5,820578,512Direct
Mar 15, 2023Common StockPPurchaseAcquired+119$11.66+$1,387.54578,631Direct
Mar 15, 2023Common StockPPurchaseAcquired+100$11.72+$1,172578,731Direct
Mar 15, 2023Common StockPPurchaseAcquired+102$11.74+$1,197.48578,833Direct
Mar 15, 2023Common StockPPurchaseAcquired+200$11.67+$2,334579,033Direct
Mar 15, 2023Common StockPPurchaseAcquired+103$11.73+$1,208.19579,136Direct
Mar 16, 2023Common StockPPurchaseAcquired+200$12.30+$2,460579,336Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Entered into confidentiality agreement with CSP Inc. on May 10, 2022

Read the full filing on SEC EDGAR (opens in a new tab)