Welton Mark's Form 4 filing
Imax Corp (IMAX) · filed Mar 9, 2023
- Accession no.
- 0001214659-23-003711
- Filed
- Mar 9, 2023
- Trade date
- Mar 7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $367.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welton MarkCIK 0001255910 | Officer (President, IMAX Theatres) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | common shares | MOption exerciseAcquired | +23,586 | $0.00 | $0 | 87,809 | Direct | |
| Mar 7, 2023 | common shares | MOption exerciseAcquired | +6,841 | $0.00 | $0 | 94,650 | Direct | |
| Mar 7, 2023 | common shares | MOption exerciseAcquired | +14,733 | $0.00 | $0 | 109,383 | Direct | |
| Mar 7, 2023 | common shares | MOption exerciseAcquired | +11,957 | $0.00 | $0 | 121,340 | Direct | |
| Mar 7, 2023 | common shares | FTax withholdingDisposed | −30,576 | $18.43 | −$563,515.68 | 90,764 | Direct | |
| Mar 7, 2023 | common shares | AGrant or awardAcquired | +24,764 | $0.00 | $0 | 115,528 | Direct | |
| Mar 7, 2023 | common shares | FTax withholdingDisposed | −13,257 | $18.43 | −$244,326.51 | 102,271 | Direct | |
| Mar 7, 2023 | common shares | SSaleDisposed | −20,000 | $18.35 | −$367,000 | 82,271 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | common shares | MOption exerciseDisposed | −23,586 | $0.00F6 | $0 | 0 | Direct | |
| Mar 7, 2023 | common shares | MOption exerciseDisposed | −6,841 | $0.00F6 | $0 | 0 | Direct | |
| Mar 7, 2023 | common shares | MOption exerciseDisposed | −14,733 | $0.00F6 | $0 | 14,734 | Direct | |
| Mar 7, 2023 | common shares | MOption exerciseDisposed | −11,957 | $0.00F6 | $0 | 23,916 | Direct | |
| Mar 7, 2023 | common shares | AGrant or awardAcquired | +38,873 | $0.00F6 | $0 | 38,873 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
Referenced by the price of 5 transactions in Table II.