Gould Investors L P's Form 4/A amendment
AmendedBRT Apartments Corp. (BRT) ยท filed Jan 4, 2023
- Accession no.
- 0001214659-23-000175
- Filed
- Jan 4, 2023
- Trade date
- Sep 16-Oct 10, 2022
- Filing delay
- 110 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 20, 2022
This filing lists 17 non-derivative transactions. It carries over 27 transactions from the original filing that it did not restate. Open-market purchases total $565.9K. It was filed 110 days after the trade.
This amendment restates part of 0001214659-22-011329 (filed Sep 20, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gould Investors L PCIK 0000779335 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +2,012 | $21.99 | +$44,243.88 | 3,038,435.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +300 | $22.08 | +$6,624 | 3,038,735.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +500 | $22.10 | +$11,050 | 3,039,235.08 | Direct | |
| Sep 22, 2022 | Common Stock | PPurchaseAcquired | +1,551 | $21.65 | +$33,579.15 | 3,042,840.08 | Direct | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +300 | $21.28 | +$6,384 | 3,049,273.08 | Direct | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +800 | $21.43 | +$17,144 | 3,054,776.08 | Direct | |
| Sep 26, 2022 | Common Stock | PPurchaseAcquired | +271 | $21.65 | +$5,867.15 | 3,059,604.08 | Direct | |
| Sep 28, 2022 | Common Stock | PPurchaseAcquired | +1,052 | $20.49 | +$21,555.48 | 3,071,243.08 | Direct | |
| Sep 29, 2022 | Common Stock | PPurchaseAcquired | +1,953 | $20.15 | +$39,352.95 | 3,083,902.08 | Direct | |
| Sep 29, 2022 | Common Stock | PPurchaseAcquired | +100 | $20.08 | +$2,008 | 3,084,311.08 | Direct | |
| Sep 29, 2022 | Common Stock | PPurchaseAcquired | +100 | $19.93 | +$1,993 | 3,084,411.08 | Direct | |
| Oct 7, 2022 | Common Stock | PPurchaseAcquired | +206 | $19.10 | +$3,934.6 | 3,092,620.08 | Direct | |
| Oct 10, 2022 | Common Stock | PPurchaseAcquired | +305 | $18.98 | +$5,788.9 | 3,098,989.08 | Direct | |
| Oct 10, 2022 | Common Stock | PPurchaseAcquired | +103 | $19.00 | +$1,957 | 3,108,116.08 | Direct | |
| Oct 10, 2022 | Common Stock | PPurchaseAcquired | +730 | $19.08 | +$13,928.4 | 3,110,150.08 | Direct | |
| Oct 10, 2022 | Common Stock | PPurchaseAcquired | +840 | $19.05 | +$16,002 | 3,111,423.08 | Direct | |
| Oct 10, 2022 | Common Stock | PPurchaseAcquired | +433 | $19.06F7 | +$8,252.98 | 3,411,856.08 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001214659-22-011329 (filed Sep 20, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +1,607 | $21.57 | +$34,662.99 | 3,022,735.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +700 | $21.58 | +$15,106 | 3,023,435.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +100 | $21.59 | +$2,159 | 3,023,535.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +1,505 | $21.59 | +$32,492.95 | 3,025,040.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +2,497 | $21.60 | +$53,935.2 | 3,027,537.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +400 | $21.67 | +$8,668 | 3,027,937.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +200 | $21.68 | +$4,336 | 3,028,137.08 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +200 | $21.77 | +$4,354 | 3,028,337.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +28 | $21.42 | +$599.76 | 3,028,665.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +600 | $21.66 | +$12,996 | 3,029,265.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +739 | $21.65 | +$15,999.35 | 3,030,004.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +477 | $21.64 | +$10,322.28 | 3,030,481.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +300 | $21.74 | +$6,522 | 3,030,781.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +200 | $21.72 | +$4,344 | 3,030,981.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $21.77 | +$2,177 | 3,031,081.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $21.99 | +$2,199 | 3,031,181.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $21.97 | +$2,197 | 3,031,281.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +900 | $22.06 | +$19,854 | 3,032,181.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $21.98 | +$2,198 | 3,032,281.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +289 | $21.93 | +$6,337.77 | 3,032,570.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +700 | $21.95 | +$15,365 | 3,033,270.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $22.00 | +$44,000 | 3,035,270.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $22.11 | +$2,211 | 3,035,370.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +358 | $22.10 | +$7,911.8 | 3,035,728.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +300 | $22.09 | +$6,627 | 3,036,028.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +200 | $22.05 | +$4,410 | 3,036,228.08 | Direct | |
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +195 | $22.03 | +$4,295.85 | 3,036,423.08 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is filed to correct an error in the number of shares in Column 4 of reporting person's Form 4 filed September 20, 2022.
- F2
This amendment is filed to correct an error in the number of shares in Column 4 of reporting person's Form 4 filed September 23, 2022.
- F3
This amendment is filed to correct an error in the number of shares in Column 4 of reporting person's Form 4 filed September 27, 2022.
- F4
This amendment is filed to correct an error in the number of shares in Column 4 of reporting person's Form 4 filed September 28, 2022.
- F5
This amendment is filed to correct an error in the number of shares in Column 4 of reporting person's Form 4 filed September 30, 2022.
- F6
This amendment is filed to correct an error in the number of shares in Column 4 of reporting person's Form 4 filed October 12, 2022.
- F7
This amendment is filed to correct an error in the price per share in Column 4 of reporting person's Form 4 filed October 12, 2022.
Referenced by the price of 1 transaction in Table I.