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Tu Denny's Form 4 filing

Imax Corp (IMAX) · filed Dec 5, 2022

Accession no.
0001214659-22-014540
Filed
Dec 5, 2022
Trade date
Dec 1-2, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $103.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tu DennyCIK 0001807475Officer (Chief Marketing Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2022common sharesMOption exerciseAcquired+2,502$0.00$016,287Direct
Dec 1, 2022common sharesFTax withholdingDisposed−866$16.78−$14,531.4815,421Direct
Dec 2, 2022common sharesSSaleDisposed−6,000$17.26−$103,5609,421Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 1, 2022common sharesMOption exerciseDisposed−2,502$0.00F4$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)