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Ault Global Holdings, Inc.'s Form 4 filing

Algorhythm Holdings, Inc. (RIME) · filed Dec 5, 2022

Accession no.
0001214659-22-014526
Filed
Dec 5, 2022
Trade date
Dec 1-2, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $2.47K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Global Holdings, Inc.CIK 000089649310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2022Common StockPPurchaseAcquired+200$4.84F1+$9681,801,800Indirect
Dec 2, 2022Common StockPPurchaseAcquired+300$5.01F3+$1,5031,802,100Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.841. The range of purchase prices on the transaction date was $4.836 to $4.846 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

F3

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0121. The range of purchase prices on the transaction date was $4.8962 to $5.14 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)