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Ault Global Holdings, Inc.'s Form 4 filing

Algorhythm Holdings, Inc. (RIME) · filed Nov 28, 2022

Accession no.
0001214659-22-014218
Filed
Nov 28, 2022
Trade date
Nov 23-25, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $3.43K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Global Holdings, Inc.CIK 000089649310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 23, 2022Common StockPPurchaseAcquired+500$4.70F1+$2,3501,800,600Indirect
Nov 25, 2022Common StockPPurchaseAcquired+200$5.40F3+$1,0801,800,800Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.698. The range of purchase prices on the transaction date was $4.69 to $4.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

F3

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.395. The range of purchase prices on the transaction date was $5.05 to $5.74 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)