Ault Milton C III's Form 4 filing
Hyperscale Data, Inc. (GPUS) · filed Sep 26, 2022
- Accession no.
- 0001214659-22-011516
- Filed
- Sep 26, 2022, 5:18 PM ET
- Trade date
- Sep 23, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $294.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +25,500 | $0.1949F1 | +$4,969.95 | 435,292 | Direct | |
| Sep 23, 2022 | Common Stock | PPurchaseAcquired | +1,369,514 | $0.2015F3 | +$275,957.07 | 44,049,871 | Indirect | |
| Sep 23, 2022 | 13% Series D Cumulative Redeemable Perpetual Preferred Stock | PPurchaseAcquired | +1,000 | $13.89F5 | +$13,893.4 | 91,033 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1949. The range of purchase prices on the transaction date was $0.1939 to $0.1949 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2015. The range of purchase prices on the transaction date was $0.2000 to $0.2026 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F5
The preferred stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $13.8934. The range of purchase prices on the transaction date was $13.82 to $13.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.