Ault Global Holdings, Inc.'s Form 4 filing
Gresham Worldwide, Inc. (GIGA) · filed Sep 12, 2022
- Accession no.
- 0001214659-22-011069
- Filed
- Sep 12, 2022
- Trade date
- Sep 8-9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $531. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Global Holdings, Inc.CIK 0000896493 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | JOtherAcquired | +2,920,085 | –F2 | – | 2,920,085 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −300 | $1.77 | −$531 | 14,900 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | JOtherAcquired | +3,960,043 | $0.00F6 | $0 | 514.8 | Direct | |
| Sep 8, 2022 | Common Stock | JOtherAcquired | +1,307,692 | $4,250,000.00 | +$18,062,500,000,000 | 4,250,000 | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares of common stock were acquired as partial compensation in connection with the Acquisition.
Referenced by the price of 1 transaction in Table I.
- F6
The shares of Preferred Stock were acquired as partial compensation in connection with the Acquisition.
Referenced by the price of 1 transaction in Table II.