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Ault Global Holdings, Inc.'s Form 4/A amendment

Amended

Airwa Inc. (YYAI) · filed Aug 1, 2022

Accession no.
0001214659-22-009436
Filed
Aug 1, 2022
Trade date
Jul 15, 2022
Filing delay
17 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jul 19, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $54.0K. It was filed 17 days after the trade.

This amendment replaces 0001214659-22-008997 (filed Jul 19, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Global Holdings, Inc.CIK 000089649310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 15, 2022Common StockPPurchaseAcquired+57,500$0.94F1+$54,0501,328,800Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9376. The range of purchase prices on the transaction date was $0.8879 to $0.9680 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

F2

The original Form 4 filed on July 19, 2022 (the "Original Filing"), is amended by this Form 4 amendment to correct an error in the amount or number of shares from "1,316,000" to "1,328,800". Accordingly, the Reporting Person indirectly beneficially owned 1,328,800 shares of the Issuer's common stock as of the Original Filing.

F3

Digital Power Lending, LLC is a wholly-owned subsidiary of BitNile Holdings, Inc.

Read the full filing on SEC EDGAR (opens in a new tab)