Liu John D's Form 4 filing
Reservoir Media, Inc. (RSVR) · filed Jul 1, 2022
- Accession no.
- 0001214659-22-008551
- Filed
- Jul 1, 2022, 4:07 PM ET
- Trade date
- Jun 29-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $308.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liu John DCIK 0001288449 | Other: May be deemed a 10% owner |
| Richmond Hill Advisors, LLCCIK 0001501572 | Other: May be deemed a 10% owner |
| Richmond Hill Capital Management, LLCCIK 0001501573 | Other: May be deemed a 10% owner |
| Richmond Hill Capital Partners, LPCIK 0001501574 | Other: May be deemed a 10% owner |
| Richmond Hill Investment Co., LPCIK 0001501577 | Other: May be deemed a 10% owner |
| Taylor Ryan P.CIK 0001501578 | Other: May be deemed a 10% owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The 39,605 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.10 to $6.74 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
The 7,319 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.39 to $6.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.