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Clavijo James's Form 4 filing

Longeveron Inc. (LGVN) · filed Jun 7, 2022

Accession no.
0001214659-22-007877
Filed
Jun 7, 2022
Trade date
Jun 3, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $305.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Clavijo JamesCIK 0001306908Officer (CFO and Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 3, 2022Common stockAGrant or awardAcquired+40,000$0.00$0116,574Direct
Jun 3, 2022Common stockSSaleDisposed−36,955$8.26F2−$305,248.379,619Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average of multiple open-market sales transactions ranging from $8.25 to $8.26. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)