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Ault Milton C III's Form 4 filing

Hyperscale Data, Inc. (GPUS) · filed Jun 2, 2022

Accession no.
0001214659-22-007770
Filed
Jun 2, 2022, 5:00 PM ET
Trade date
May 31-Jun 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $1.64M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Milton C IIICIK 0001212502Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 31, 2022Common StockPPurchaseAcquired+1,429,605$0.3999F1+$571,699.0417,529,605Indirect
Jun 1, 2022Common StockPPurchaseAcquired+2,470,395$0.4319F3+$1,066,963.620,000,000Indirect
Jun 1, 2022Common StockPPurchaseAcquired+7,500$0.383+$2,872.5273,792Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3999. The range of purchase prices on the transaction date was $0.3852 to $0.3895 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

F3

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4319. The range of purchase prices on the transaction date was $0.3991 to $0.4356 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)