Ault Milton C III's Form 4 filing

Alzamend Neuro, Inc. (ALZN) · filed May 13, 2022

Accession no.: 0001214659-22-006832
Filed: May 13, 2022
Trade date: May 6-12, 2022
Filing delay: 7 daysLate
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $121.3K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Ault Milton C IIICIK 0001212502	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
May 6, 2022	Common Stock	PPurchaseAcquired	+100,000	$1.00^F1	+$100,000	9,766,667	Indirect
May 12, 2022	Common Stock	PPurchaseAcquired	+25,000	$0.85^F2	+$21,250	9,791,667	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9998. The range of purchase prices on the transaction date was $0.9915 to $0.9999 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8527. The range of purchase prices on the transaction date was $0.8361 to $8568 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)