CNH Capital Co Ltd's Form 4 filing
PubMatic, Inc. (PUBM) ยท filed Mar 22, 2022
- Accession no.
- 0001214659-22-004238
- Filed
- Mar 22, 2022
- Trade date
- Mar 24-Jun 16, 2021
- Filing delay
- 363 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 15 derivative transactions. Open-market purchases total $6.45M. It was filed 363 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001214659-22-004243 (Mar 22, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CNH Capital Co LtdCIK 0001916745 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $34.27F5 | +$171,350 | 137,050 | Indirect | |
| May 24, 2021 | Class A Common Stock | PPurchaseAcquired | +12,000 | $34.10 | +$409,200 | 750,000 | Indirect | |
| May 25, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $33.63F6 | +$168,150 | 142,050 | Indirect | |
| May 25, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $32.63 | +$326,300 | 760,000 | Indirect | |
| May 26, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $32.52F7 | +$162,600 | 20,000 | Indirect | |
| May 26, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $34.00 | +$340,000 | 765,000 | Indirect | |
| May 27, 2021 | Class A Common Stock | PPurchaseAcquired | +35,000 | $31.30 | +$1,095,500 | 800,000 | Indirect | |
| May 28, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $31.06F8 | +$310,600 | 152,050 | Indirect | |
| May 28, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $29.57 | +$147,850 | 805,000 | Indirect | |
| Jun 1, 2021 | Class A Common Stock | PPurchaseAcquired | +9,350 | $29.42F9 | +$275,077 | 161,400 | Indirect | |
| Jun 1, 2021 | Class A Common Stock | PPurchaseAcquired | +650 | $30.00 | +$19,500 | 162,050 | Indirect | |
| Jun 1, 2021 | Class A Common Stock | PPurchaseAcquired | +4,500 | $29.22F10 | +$131,490 | 24,500 | Indirect | |
| Jun 1, 2021 | Class A Common Stock | PPurchaseAcquired | +500 | $30.01 | +$15,005 | 25,000 | Indirect | |
| Jun 1, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $29.18 | +$291,800 | 815,000 | Indirect | |
| Jun 2, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $28.96F11 | +$144,800 | 167,050 | Indirect | |
| Jun 2, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $29.53 | +$295,300 | 825,000 | Indirect | |
| Jun 3, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $28.74F12 | +$287,400 | 177,050 | Indirect | |
| Jun 3, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $28.42 | +$284,200 | 835,000 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +8,700 | $28.15F13 | +$244,905 | 185,750 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +1,300 | $29.01F14 | +$37,713 | 187,050 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $27.35 | +$136,750 | 840,000 | Indirect | |
| Jun 7, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $27.46F15 | +$137,300 | 192,050 | Indirect | |
| Jun 7, 2021 | Class A Common Stock | PPurchaseAcquired | +2,500 | $27.59F16 | +$68,975 | 27,500 | Indirect | |
| Jun 7, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $28.79 | +$86,370 | 843,000 | Indirect | |
| Jun 8, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $30.04F17 | +$150,200 | 197,050 | Indirect | |
| Jun 8, 2021 | Class A Common Stock | PPurchaseAcquired | +7,000 | $30.35 | +$212,450 | 850,000 | Indirect | |
| Jun 14, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $33.72F18 | +$168,600 | 32,500 | Indirect | |
| Jun 15, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $33.38F19 | +$166,900 | 37,500 | Indirect | |
| Jun 16, 2021 | Class A Common Stock | PPurchaseAcquired | +3,022 | $33.23F20 | +$100,421.06 | 40,522 | Indirect | |
| Jun 16, 2021 | Class A Common Stock | PPurchaseAcquired | +1,978 | $33.96F21 | +$67,172.88 | 42,500 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $48.50 | +$145,500 | 16,000 | Indirect | |
| Mar 30, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $46.00 | +$230,000 | 53,500 | Indirect | |
| Mar 30, 2021 | Class A Common Stock | PPurchaseAcquired | +7,000 | $45.00 | +$315,000 | 50,463 | Indirect | |
| Mar 30, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $46.30 | +$138,900 | 53,463 | Indirect | |
| Apr 16, 2021 | Class A Common Stock | PPurchaseAcquired | +539 | $52.80 | +$28,459.2 | 54,002 | Indirect | |
| Apr 16, 2021 | Class A Common Stock | PPurchaseAcquired | +14,461 | $53.50F22 | +$773,663.5 | 68,463 | Indirect | |
| Apr 16, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $55.94F23 | +$279,700 | 73,463 | Indirect | |
| May 12, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $37.61F24 | +$188,050 | 21,000 | Indirect | |
| Jun 2, 2021 | Class A Common Stock | PPurchaseAcquired | +2,500 | $29.00F25 | +$72,500 | 23,500 | Indirect | |
| Jun 3, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $28.74F26 | +$143,700 | 28,500 | Indirect | |
| Jun 3, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $28.76F27 | +$143,800 | 45,500 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +2,500 | $27.85 | +$69,625 | 31,000 | Indirect | |
| Jun 4, 2021 | Class A Common Stock | PPurchaseAcquired | +2,500 | $28.70F28 | +$71,750 | 33,500 | Indirect | |
| Jun 8, 2021 | Class A Common Stock | PPurchaseAcquired | +2,500 | $30.02F29 | +$75,050 | 36,000 | Indirect | |
| Jun 16, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $33.75F30 | +$168,750 | 50,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F21
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F22
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F23
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F24
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F25
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F26
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F27
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F28
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F29
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.
- F30
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table II.