CNH Capital Co Ltd's Form 4 filing
PubMatic, Inc. (PUBM) · filed Mar 22, 2022
- Accession no.
- 0001214659-22-004237
- Filed
- Mar 22, 2022, 5:46 PM ET
- Trade date
- Mar 19-May 21, 2021
- Filing delay
- 368 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions. Open-market purchases total $9.66M. It was filed 368 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CNH Capital Co LtdCIK 0001916745 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $48.06F5 | +$480,600 | 10,000 | Indirect | |
| Mar 22, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $52.18F6 | +$260,900 | 15,000 | Indirect | |
| Mar 23, 2021 | Class A Common Stock | PPurchaseAcquired | +2,000 | $47.32 | +$94,640 | 632,000 | Indirect | |
| Mar 25, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $46.26 | +$231,300 | 637,000 | Indirect | |
| Mar 29, 2021 | Class A Common Stock | PPurchaseAcquired | +20,000 | $46.00 | +$920,000 | 657,000 | Indirect | |
| Apr 6, 2021 | Class A Common Stock | PPurchaseAcquired | +23,000 | $55.04 | +$1,265,920 | – | Indirect | |
| Apr 12, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $54.01 | +$540,100 | – | Indirect | |
| Apr 13, 2021 | Class A Common Stock | PPurchaseAcquired | +1,850 | $55.25 | +$102,212.5 | – | Indirect | |
| Apr 20, 2021 | Class A Common Stock | PPurchaseAcquired | +18,150 | $47.51 | +$862,306.5 | – | Indirect | |
| Apr 21, 2021 | Class A Common Stock | PPurchaseAcquired | +29,400 | $48.15F7 | +$1,415,610 | – | Indirect | |
| Apr 21, 2021 | Class A Common Stock | PPurchaseAcquired | +600 | $48.85F8 | +$29,310 | – | Indirect | |
| Apr 21, 2021 | Class A Common Stock | PPurchaseAcquired | +7,860 | $46.62 | +$366,433.2 | – | Indirect | |
| Apr 22, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $46.69F9 | +$466,900 | – | Indirect | |
| May 4, 2021 | Class A Common Stock | PPurchaseAcquired | +2,140 | $49.82 | +$106,614.8 | – | Indirect | |
| May 5, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $44.60 | +$223,000 | – | Indirect | |
| May 6, 2021 | Class A Common Stock | PPurchaseAcquired | +7,000 | $43.01F10 | +$301,070 | – | Indirect | |
| May 6, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $44.50 | +$133,500 | – | Indirect | |
| May 11, 2021 | Class A Common Stock | PPurchaseAcquired | +2,000 | $36.25F11 | +$72,500 | – | Indirect | |
| May 11, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $37.58F12 | +$112,740 | – | Indirect | |
| May 12, 2021 | Class A Common Stock | PPurchaseAcquired | +1,000 | $36.00 | +$36,000 | – | Indirect | |
| May 12, 2021 | Class A Common Stock | PPurchaseAcquired | +12,141 | $37.56F13 | +$456,015.96 | – | Indirect | |
| May 18, 2021 | Class A Common Stock | PPurchaseAcquired | +1,958 | $32.24F14 | +$63,125.92 | – | Indirect | |
| May 18, 2021 | Class A Common Stock | PPurchaseAcquired | +5,042 | $33.97F15 | +$171,276.74 | – | Indirect | |
| May 18, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $34.49F16 | +$103,470 | – | Indirect | |
| May 19, 2021 | Class A Common Stock | PPurchaseAcquired | +5,000 | $31.91 | +$159,550 | – | Indirect | |
| May 20, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $33.53F17 | +$100,590 | – | Indirect | |
| May 20, 2021 | Class A Common Stock | PPurchaseAcquired | +2,000 | $35.00F18 | +$70,000 | – | Indirect | |
| May 20, 2021 | Class A Common Stock | PPurchaseAcquired | +10,000 | $34.29 | +$342,900 | – | Indirect | |
| May 21, 2021 | Class A Common Stock | PPurchaseAcquired | +2,000 | $34.68F19 | +$69,360 | – | Indirect | |
| May 21, 2021 | Class A Common Stock | PPurchaseAcquired | +3,000 | $34.60 | +$103,800 | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.90 to $52.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.81 to $48.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.30 to $46.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.70 to $43.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $37.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.30 to $37.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.20 to $32.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.40 to $34.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.45 to $34.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.50 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.80 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.50 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Referenced by the price of 1 transaction in Table I.
Remarks
Because there are more than 30 rows associated with the applicable transactions and EDGAR will not allow for the entry of more than 30 rows on a single Form 4, this Form 4 is being filed in conjunction with a second Form 4 by the Reporting Person. The two Form 4s filed by the Reporting Person on the date hereof should be read together as one consolidated filing.