Brown Julie A's Form 4/A amendment
AmendedGreat Southern Bancorp, Inc. (GSBC) · filed Feb 28, 2022
- Accession no.
- 0001214659-22-003286
- Filed
- Feb 28, 2022
- Trade date
- Jan 11-Feb 10, 2022
- Filing delay
- 48 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 11, 2022
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $286.9K. It was filed 48 days after the trade.
This amendment replaces 0001214659-22-002289 (filed Feb 11, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown Julie ACIK 0001179760 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common stock | MOption exerciseAcquired | +3,750 | $32.59 | +$122,212.5 | 36,646 | Direct | |
| Feb 10, 2022 | Common stock | MOption exerciseAcquired | +1,000 | $41.30 | +$41,300 | 37,646 | Direct | |
| Feb 10, 2022 | Common stock | SSaleDisposed | −4,750 | $60.39 | −$286,852.5 | 32,896 | Direct | |
| Jan 11, 2022 | Common stock | JOtherAcquired | +41 | $60.22 | +$2,469.02 | 6,973 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseDisposed | −3,750 | $32.59 | −$122,212.5 | 0 | Direct | |
| Feb 10, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $41.30 | −$41,300 | 1,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
DRIP acquisition exempt from Section 16 reporting being reported voluntarily.
- F2
1,250 shares vest on 10/15/2017, 10/15/2018 and 10/15/2019
- F3
500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F4
500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
- F5
500 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023
- F6
500 shares vest on 11/20/2021, 11/20/2022, 11/20/2023 and 11/20/2024
- F7
500 shares vest on 10/26/2022, 10/26/2023, 10/26/2024 and 10/26/2025
- F8
500 shares vest on 11/17/2023, 11/17/2024, 11/17/2025 and 11/17/2026