Kelly Braden R's Form 4 filing
Fair Isaac Corp (FICO) · filed Feb 15, 2022
- Accession no.
- 0001214659-22-002751
- Filed
- Feb 15, 2022
- Trade date
- Feb 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.01M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelly Braden RCIK 0001175873 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | MOption exerciseAcquired | +13,515 | $83.31 | +$1,125,934.65 | 22,573 | Direct | |
| Feb 11, 2022 | Common Stock | SSaleDisposed | −12,415 | $518.26F1 | −$6,434,197.9 | 10,158 | Direct | |
| Feb 11, 2022 | Common Stock | SSaleDisposed | −1,000 | $519.11F2 | −$519,110 | 9,158 | Direct | |
| Feb 11, 2022 | Common Stock | SSaleDisposed | −100 | $520.36 | −$52,036 | 9,058 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | MOption exerciseDisposed | −10,070 | $0.00 | $0 | 0 | Direct | |
| Feb 11, 2022 | Common Stock | MOption exerciseDisposed | −3,445 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $518.0000 to $518.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $519.0000 to $519.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.