Ault Milton C III's Form 4 filing

Hyperscale Data, Inc. (GPUS) · filed Jan 3, 2022

Accession no.: 0001214659-22-000097
Filed: Jan 3, 2022
Trade date: Dec 31, 2021
Filing delay: 3 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $316.2K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Ault Milton C IIICIK 0001212502	Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Dec 31, 2021	Common Stock	PPurchaseAcquired	+250,000	$1.25^F1	+$312,500	6,350,000	Indirect
Dec 31, 2021	Common Stock	PPurchaseAcquired	+3,000	$1.22^F3	+$3,660	157,125	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.248. The range of purchase prices on the transaction date was $1.2372 to $1.2626 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

The common stock was purchased by Mr. Ault in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2174. The range of purchase prices on the transaction date was $1.2093 to $1.2295 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)