Bernshteyn Robert's Form 4 filing
Coupa Software Inc (COUP) · filed Dec 22, 2021
- Accession no.
- 0001214659-21-013556
- Filed
- Dec 22, 2021
- Trade date
- Dec 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bernshteyn RobertCIK 0001436655 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +14,328 | $0.00 | $0 | 240,248 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −7,853 | $156.14F1 | −$1,226,167.42 | 232,395 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −5,287 | $0.00 | $0 | 5,287 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −4,731 | $0.00 | $0 | 23,655 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −2,651 | $0.00 | $0 | 23,866 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −1,659 | $0.00 | $0 | 21,560 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As previously disclosed, these shares of common stock were automatically sold to satisfy the reporting person's tax withholding obligations in a non-discretionary transaction.
Referenced by the price of 1 transaction in Table I.