Welton Mark's Form 4 filing
Imax Corp (IMAX) · filed Dec 3, 2021
- Accession no.
- 0001214659-21-012708
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $341.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welton MarkCIK 0001255910 | Officer (President, IMAX Theatres) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | common shares | SSaleDisposed | −10,016 | $16.17 | −$161,958.72 | 31,459 | Direct | |
| Dec 1, 2021 | common shares | AGrant or awardAcquired | +10,791 | $0.00 | $0 | 42,250 | Direct | |
| Dec 2, 2021 | common shares | SSaleDisposed | −5,542 | $16.59 | −$91,941.78 | 36,708 | Direct | |
| Dec 2, 2021 | common shares | SSaleDisposed | −5,249 | $16.59 | −$87,080.91 | 31,459 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | common shares | MOption exerciseDisposed | −10,791 | $0.00F5 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
Referenced by the price of 1 transaction in Table II.