Ault Milton C III's Form 4 filing
Hyperscale Data, Inc. (GPUS) · filed Nov 24, 2021
- Accession no.
- 0001214659-21-012225
- Filed
- Nov 24, 2021
- Trade date
- Nov 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $5.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +1,520,000 | $1.97F1 | +$2,994,400 | 4,170,000 | Indirect | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +1,080,000 | $1.85F3 | +$1,998,000 | 5,250,000 | Indirect | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $1.80 | +$18,000 | 145,875 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9747. The range of sale prices on the transaction date was $1.9461 to $2.0002 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average sale price of $1.8519. The range of sale prices on the transaction date was $1.8219 to $1.9178 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.