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Grant Stuart M.'s Form 4 filing

Hyperion Defi, Inc. (HYPD) · filed Nov 17, 2021

Accession no.
0001214659-21-011937
Filed
Nov 17, 2021
Trade date
Nov 15-16, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $360.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Grant Stuart M.CIK 000178341510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2021Common stock, par value $0.0001PPurchaseAcquired+25,000$3.60+$90,0004,548,989Direct
Nov 15, 2021Common stock, par value $0.0001PPurchaseAcquired+25,000$3.64+$91,0004,573,989Direct
Nov 15, 2021Common stock, par value $0.0001PPurchaseAcquired+25,000$3.67+$91,7504,598,989Direct
Nov 16, 2021Common stock, par value $0.0001PPurchaseAcquired+25,000$3.52+$88,0004,623,989Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)