Madhavpeddi Kalidas V's Form 4 filing
Novagold Resources Inc (NG) · filed Nov 4, 2021
- Accession no.
- 0001214659-21-011138
- Filed
- Nov 4, 2021
- Trade date
- Nov 3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $82.28. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Madhavpeddi Kalidas VCIK 0001192042 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Shares | MOption exerciseAcquired | +88,400 | $4.58 | +$404,872 | 130,461 | Direct | |
| Nov 3, 2021 | Common Shares | FTax withholdingDisposed | −54,164 | $7.48 | −$405,146.72 | 76,297 | Direct | |
| Nov 3, 2021 | Common Shares | SSaleDisposed | −11 | $7.48 | −$82.28 | 76,286 | Direct | |
| Nov 3, 2021 | Common Shares | JOtherDisposed | −34,225 | $0.00 | $0 | 42,061 | Direct | |
| Nov 3, 2021 | Common Shares | JOtherAcquired | +34,225 | $0.00 | $0 | 34,225 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Shares | MOption exerciseDisposed | −88,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.