Soffer Rock's Form 4 filing
Longeveron Inc. (LGVN) · filed Oct 13, 2021
- Accession no.
- 0001214659-21-010459
- Filed
- Oct 13, 2021
- Trade date
- Oct 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $72.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soffer RockCIK 0001845308 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Common stock | PPurchaseAcquired | +3,900 | $3.45F1 | +$13,455 | 35,757 | Direct | |
| Oct 12, 2021 | Common stock | PPurchaseAcquired | +4,000 | $3.57F2 | +$14,280 | 39,757 | Direct | |
| Oct 13, 2021 | Common stock | PPurchaseAcquired | +12,000 | $3.76F3 | +$45,120 | 51,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighed average of open-market purchase transactions ranging from $3.44 to 3.48. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighed average of open-market purchase transactions ranging from $3.57 to 3.58. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighed average of open-market purchase transactions ranging from $3.71 to 3.80. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
Referenced by the price of 1 transaction in Table I.