Levine Joshua's Form 4/A amendment
AmendedAccuray Inc (ARAY) · filed Oct 12, 2021
- Accession no.
- 0001214659-21-010427
- Filed
- Oct 12, 2021
- Trade date
- Sep 30, 2021
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 30, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $62.3K. It was filed 12 days after the trade.
This amendment replaces 0001214659-21-010202 (filed Oct 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levine JoshuaCIK 0001159917 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Stock | SSaleDisposed | −15,741 | $3.96F1 | −$62,334.36 | 1,088,480 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This represents shares sold to cover the tax obligation for a Restricted Stock Unit vesting.
Referenced by the price of 1 transaction in Table I.
- F2
The Reporting Person realized short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of sales of the Issuer's common stock reported herein being matched against previous purchases of the Issuer's common stock by the Reporting Person made in August 2021. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from such transaction.