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Hare Joshua's Form 4 filing

Longeveron Inc. (LGVN) · filed Oct 12, 2021

Accession no.
0001214659-21-010370
Filed
Oct 12, 2021
Trade date
Oct 7-8, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $16.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hare JoshuaCIK 0001449392Director, Officer (Chief Scientific Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 7, 2021Common stockPPurchaseAcquired+1,985$3.38F1+$6,709.37,927,748Direct
Oct 8, 2021Common stockPPurchaseAcquired+3,015$3.39F2+$10,220.857,930,763Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average of open-market purchase transactions ranging from $3.35 to $3.40. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average of open-market purchase transactions ranging from $3.35 to $3.39. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)