Ault Milton C III's Form 4 filing

Hyperscale Data, Inc. (GPUS) · filed Sep 30, 2021

Accession no.: 0001214659-21-009983
Filed: Sep 30, 2021
Trade date: Sep 29-30, 2021
Filing delay: 1 day
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $3.62M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Ault Milton C IIICIK 0001212502	Director, Officer (Executive Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 29, 2021	Common Stock	PPurchaseAcquired	+700,000	$2.32^F1	+$1,624,000	1,700,000	Indirect
Sep 30, 2021	Common Stock	PPurchaseAcquired	+800,000	$2.49^F2	+$1,992,000	2,500,000	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3215. The range of purchase prices on the transaction date was $2.2838 to $2.3545 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4877. The range of purchase prices on the transaction date was $2.4486 to $2.5329 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)