Ault Milton C III's Form 4 filing
Hyperscale Data, Inc. (GPUS) · filed Sep 7, 2021
- Accession no.
- 0001214659-21-009351
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-7, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.35M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock | PPurchaseAcquired | +75,000 | $2.67F1 | +$200,250 | 75,000 | Indirect | |
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +57,400 | $2.65F2 | +$152,110 | 132,400 | Indirect | |
| Sep 7, 2021 | Common Stock | PPurchaseAcquired | +375,000 | $2.66F3 | +$997,500 | 507,400 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6726. The range of purchase prices on the transaction date was $2.65 to $2.69 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F2
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6471. The range of purchase prices on the transaction date was $2.64 to $2.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6617. The range of purchase prices on the transaction date was $2.635 to $2.68 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.