Kruse William R's Form 4 filing
Ring Energy, Inc. (REI) · filed Aug 23, 2021
- Accession no.
- 0001214659-21-008888
- Filed
- Aug 23, 2021, 12:14 PM ET
- Trade date
- Aug 19-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $1.47M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kruse William RCIK 0001690137 | 10% Owner |
| Kruse Deborah LCIK 0001838804 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock, par value $0.001 | PPurchaseAcquired | +511,501 | $1.93F1 | +$989,242.93 | 12,687,183 | Direct | |
| Aug 20, 2021 | Common Stock par value $0.001 | PPurchaseAcquired | +252,551 | $1.90F2 | +$479,089.25 | 12,939,734 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting persons executed trade orders through a broker dealer which resulted in multiple same-day, same-way open market purchases with prices ranging from $1.85 to $2.01 per share. The reporting persons have recorded these purchases on an aggregate basis using the weighted average price for the transactions. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The reporting persons executed trade orders through a broker dealer which resulted in multiple same-day, same-way open market purchases with prices ranging from $1.84 to $1.9683 per share. The reporting persons have recorded these purchases on an aggregate basis using the weighted average price for the transactions. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.