Steinberg Joseph S's Form 4 filing
Jefferies Financial Group Inc. (JEF) · filed Aug 10, 2021
- Accession no.
- 0001214659-21-008338
- Filed
- Aug 10, 2021
- Trade date
- Aug 5-9, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.50M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steinberg Joseph SCIK 0000924255 | Director, Officer (Chairman of the Board) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | GGiftDisposed | −200,000 | $0.00 | $0 | 2,434,979 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −2,967 | $35.05 | −$103,993.35 | 204,005 | Indirect | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −97,033 | $35.05F3 | −$3,401,006.65 | 106,972 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $35.05 to not more than $35.10. The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.