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Batista de Lima Filho Pedro's Form 4 filing

AXIA Energia S.A. (AXIAY) · filed Sep 22, 2026

Accession no.
0001213900-26-102034
Filed
Sep 22, 2026, 10:41 AM ET
Trade date
Sep 22, 2026
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 4 derivative transactions. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Batista de Lima Filho PedroCIK 0002121444Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 22, 2026Common SharesJOtherDisposed−12,806$10.74F2−$137,536.4453,505Indirect
Sep 22, 2026Common SharesJOtherDisposed−16,904$10.74F2−$181,548.9670,705Indirect
Sep 22, 2026Common SharesJOtherDisposed−305,092$10.74F2−$3,276,688.081,269,408Indirect
Sep 22, 2026Common SharesJOtherDisposed−274,332$10.74F2−$2,946,325.681,173,013Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The redemption price, $55.56 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Referenced by the price of 4 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)