Chen Thomas C's Form 4 filing
Neonc Technologies Holdings, Inc. (NTHI) · filed Sep 15, 2026
- Accession no.
- 0001213900-26-100266
- Filed
- Sep 15, 2026, 8:45 PM ET
- Trade date
- Sep 11-14, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $40.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chen Thomas CCIK 0001998682 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2026 | Common Stock | PPurchaseAcquired | +5,556 | $3.60 | +$20,001.6 | 19,261 | Indirect | |
| Sep 14, 2026 | Common Stock | PPurchaseAcquired | +5,242 | $3.82 | +$19,998.23 | 24,503 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.