Rodgers Thurman J's Form 4 filing
SunPower Inc. (SPWR) · filed Sep 9, 2026
- Accession no.
- 0001213900-26-098416
- Filed
- Sep 9, 2026, 4:30 PM ET
- Trade date
- Aug 24-Sep 4, 2026
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodgers Thurman JCIK 0001183967 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2026 | Common Stock | XIn-the-money exerciseAcquired | +7,870,917 | $0.2541F2 | +$2,000,000.01 | 36,687,593 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2026 | Equity | PPurchaseAcquired | +7,870,917 | $2,000,000.00 | – | – | Indirect | Price outlier |
| Sep 4, 2026 | Common Stock | XIn-the-money exerciseDisposed | −7,870,917 | $0.00 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.
Referenced by the price of 1 transaction in Table I.