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Donaghey Christopher Wayne's Form 4 filing

Applied Energetics, Inc. (AERG) · filed Aug 26, 2026

Accession no.
0001213900-26-093704
Filed
Aug 26, 2026, 6:09 AM ET
Trade date
Jul 13, 2026
Filing delay
44 daysLate
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 44 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Donaghey Christopher WayneCIK 0001953387Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 13, 2026Common Stock, par value $0.001 per shareMOption exerciseDisposed−100,000–F1–213,592Direct
Jul 13, 2026Common Stock, par value $0.001 per shareFTax withholdingDisposed−39,850–F1–173,742Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 13, 2026Common Stock, par value $.001 per shareMOption exerciseDisposed−100,000–F6–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Consists of vesting of RSUs in the amount of 100,000 shares with no exercise price and forfeiture of 39,850 to cover tax withholding.

Referenced by the price of 2 transactions in Table I.

F6

These RSUs vested automatically in equal annual instalments of 100,000 shares on each anniversary date, without execution or any need for exercise, and had no expiration date. They were issued in exchange for services pursuant to an RSU Agreement.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)