Rice Amy F.'s Form 4 filing
Proficient Auto Logistics, Inc (PAL) · filed Aug 21, 2026
- Accession no.
- 0001213900-26-092588
- Filed
- Aug 21, 2026, 4:01 PM ET
- Trade date
- Aug 14-19, 2026
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $32.6K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rice Amy F.CIK 0002059487 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2026 | Common Stock | MOption exerciseAcquired | +21,555 | $0.00 | $0 | 39,940 | Direct | |
| Aug 19, 2026 | Common Stock | SSaleDisposed | −5,808 | $5.61F1 | −$32,582.88 | 34,132 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2026 | Common Stock | MOption exerciseAcquired | +21,555 | $0.00 | $0 | 21,556 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting. This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.